SEC Form 4 · accession 0000950103-15-004042
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Maxted
Officer — Chief Exploration Officer · Director
Period of report
May 16, 2015
Accepted (ET)
May 19, 2015 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 16, 2015 | D | 323,529 | $0.00 | D | 2,118,207 | D | |
| Common SharesF2 | May 16, 2015 | F | 137,533 | $9.31 | D | 1,980,674 | D | |
| Common SharesF3 | May 16, 2015 | F | 275,065 | $9.31 | D | 1,705,609 | D | |
| Common SharesF4 | holding | — | — | — | 6,729,864 | I | See footnote | |
| Common SharesF5 | holding | — | — | — | 1,161,576 | I | See footnote | |
| Common SharesF6 | holding | — | — | — | 474,625 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the restricted shares granted to the reporting person on June 15, 2011 under the Issuer's Long Term Incentive Plan (the "Plan") that did not vest based on the level of achievement of the applicable performance condition.
- F2These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person on June 15, 2011 under the Plan.
- F3These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person on May 18, 2011 under the Plan.
- F4These shares are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F5These shares are directly held by the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F6These shares are directly owned by Maxted Holdings, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.