SEC Form 4 · accession 0001171843-17-003134
Garrison Capital Inc. · GARS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Bertrand Tansey
Officer — Chief Executive Officer · Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | May 12, 2017 | P | 5,000 | $8.70 | A | 82,996 | D | |
| Common Stock, par value $0.001 per shareF1 | May 15, 2017 | P | 4,700 | $8.9447 | A | 87,696 | D | |
| Common Stock, par value $0.001 per shareF2 | May 16, 2017 | P | 7,000 | $8.8561 | A | 94,696 | D | |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 266,931 | I | See footnote | |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 455,777 | I | See footnote | |
| Common Stock, par value $0.001 per shareF5 | holding | — | — | — | 67,202 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.93 to $8.95, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.83 to $8.88, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3Mr. Tansey is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild I, Ltd. Garrison Capital Fairchild I, Ltd. directly owns 266,931 shares of Common Stock of the Issuer. Due to his control and ownership interest in Garrison Investment Group LP, Mr. Tansey may be viewed as having investment power over all of the shares owned by Garrison Capital Fairchild I, Ltd. although voting rights to the Common Stock have been passed through to the limited partners of Garrison Capital Fairchild I, Ltd. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- F4Mr. Tansey is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild II, Ltd. Garrison Capital Fairchild II, Ltd. directly owns 455,777 shares of Common Stock of the Issuer. Due to his control and ownership interest in Garrison Investment Group LP, Mr. Tansey may be viewed as having investment power over all of the shares owned by Garrison Capital Fairchild II, Ltd. although voting rights to the Common Stock have been passed through to the limited partners of Garrison Capital Fairchild II, Ltd. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- F5Due to his control and ownership interest in Garrison Capital Advisers Holdings MM LLC, Mr. Tansey may be viewed as having investment power over all of the shares owned by such entity. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock held by Garrison Capital Advisers Holdings MM LLC, except to the extent of his pecuniary interest therein.