SEC Form 4 · accession 0001171843-15-004572
Garrison Capital Inc. · GARS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph Bertrand Tansey
Officer — Chief Executive Officer · Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 7, 2015 | P | 5,000 | $14.70 | A | 14,824 | D | |
| Common Stock, par value $0.001 per share | Aug 7, 2015 | P | 4,700 | $14.65 | A | 19,524 | D | |
| Common Stock, par value $0.001 per shareF1 | Aug 10, 2015 | P | 21,347 | $14.65 | A | 21,739 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 266,931 | I | See footnote | |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 455,777 | I | See footnote | |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 67,202 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 10, 2015, GCOH SubCo 2014-2 LLC and GSOF 2014 LLC distributed to Mr. Tansey 19,132 shares of the Issuer previously held indirectly by Mr. Tansey, who now owns such shares directly.
- F2Mr. Tansey is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild I, Ltd. Due to his control and ownership interest in Garrison Capital Fairchild I, Ltd., which directly owns 266,931 shares of Common Stock of the Issuer, Mr. Tansey may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of Garrison Capital Fairchild I, Ltd. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- F3Mr. Tansey is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild II Ltd. Due to his control and ownership interest in Garrison Capital Fairchild II Ltd., which directly owns 455,777 shares of Common Stock of the Issuer, Mr. Tansey may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of Garrison Capital Fairchild II Ltd. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- F4Due to his control and ownership interest in Garrison Capital Advisers Holdings MM LLC, Mr. Tansey may be viewed as having investment power over all of the shares owned by such entity. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock held by Garrison Capital Advisers Holdings MM LLC, except to the extent of his pecuniary interest therein.