Form4insider filings, from the source

SEC Form 4 · accession 0001019687-16-006397

ROI LAND INVESTMENTS LTD · ROII

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Philippe Germain
Officer — Co-President · Director
Period of report
Oct 22, 2015
Accepted (ET)
May 20, 2016 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509879

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Oct 22, 2015J15,000—D1,485,000D
Class A Common StockF1Oct 22, 2015J15,000—D1,470,000D
Class A Common StockDec 14, 2015S66,667$1.50D1,403,333D
Class A Common StockJan 6, 2016S55,556$1.35D1,347,777D
Class A Common StockJan 14, 2016S88,235$0.85D1,259,542D
Class A Common StockJan 26, 2016S58,823$0.85D1,200,719D
Class A Common StockFeb 10, 2016S32,940$0.85D1,167,779D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Options to purchase Common Stock$1.65Nov 9, 2015A400,000ANov 9, 2016Nov 9, 2025Common Stock400,000400,000D
Options to purchase Common Stock$1.65Nov 9, 2015A400,000ANov 9, 2017Nov 9, 2025Common Stock400,000800,000D
Options to purchase Common Stock$1.65Nov 9, 2015A400,000ANov 9, 2018Nov 9, 2025Common Stock400,0001,200,000D
Options to purchase Common Stock$1.65Nov 9, 2015A400,000ANov 9, 2019Nov 9, 2025Common Stock400,0001,600,000D
Options to purchase Common Stock$1.65Nov 9, 2015A400,000ANov 9, 2020Nov 9, 2025Common Stock400,0002,000,000D

Explanation of responses

Remarks

J Settlement of a dispute in exchange for mutual releases