SEC Form 4 · accession 0001104659-17-003613
CYPHERPUNK TECHNOLOGIES INC. · CYPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Cavanaugh
Director · 10% Owner
Period of report
Jan 23, 2017
Accepted (ET)
Jan 23, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509745
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.90 | Jan 23, 2017 | A | 11,000 | A | — | Jan 22, 2027 | Common Stock, $0.001 par value per share | 11,000 | 11,000 | D |
| Stock Option (Right to Buy)F2 | $9.90 | Jan 23, 2017 | A | 15,000 | A | — | Jan 22, 2027 | Common Stock, $0.001 par value per share | 15,000 | 15,000 | D |
Explanation of responses
- F1The Option was granted pursuant to Leap's Amended and Restated 2012 Equity Incentive Plan and is fully vested as of the grant date.
- F2The Option was granted pursuant to Leap's 2016 Equity Incentive Plan and shall vest and become exercisable in a series of 12 equal quarterly installments until the Option is fully vested, with the first such quarterly installment vesting on the three-month anniversary of January 23, 2017, the Vesting Start Date.