SEC Form 4 · accession 0001144204-16-089526
Neostellar Capital Corp. · NSLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Klein
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | P | 5,000 | $6.1948 | A | 36,700 | D | |
| Common StockF2 | Mar 21, 2016 | P | 1,862 | $6.10 | A | 38,562 | D | |
| Common Stock | holding | — | — | — | 1,667 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.20 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $6.10 per share. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction.