SEC Form 4 · accession 0001144204-15-052649
Neostellar Capital Corp. · NSLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Moe
Officer — CEO · Director
Period of report
May 23, 2012
Accepted (ET)
Aug 28, 2015 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2012 | P | 1,946 | $11.9095 | A | 1,946 | I | By GSV X Fund, LP |
| Common StockF1 | May 30, 2012 | P | 860 | $10.84 | A | 2,806 | I | By GSV X Fund, LP |
| Common StockF1 | May 31, 2012 | P | 436 | $10.45 | A | 3,242 | I | By GSV X Fund, LP |
| Common StockF1 | Nov 19, 2012 | P | 1,154 | $7.08 | A | 4,396 | I | By GSV X Fund, LP |
| Common StockF1 | Mar 18, 2014 | P | 3,193 | $11.781 | A | 7,589 | I | By GSV X Fund, LP |
| Common StockF1 | Mar 19, 2015 | P | 1,000 | $9.468 | A | 8,589 | I | By GSV X Fund, LP |
| Common Stock | holding | — | — | — | 15,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.