SEC Form 4 · accession 0001509432-16-000214
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S Swank
Officer — Senior Vice President
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 8, 2016 | S | 4,095 | $9.6289 | D | 3,901 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
- F2The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.46 to $9.72, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.