SEC Form 4 · accession 0001509432-16-000124
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mallun Yen
Officer — Executive Vice President
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2015 | M | 5,475 | $6.63 | A | 96,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.63 | Dec 30, 2015 | M | 5,475 | D | Jun 1, 2012 | Nov 15, 2020 | Common Stock | 5,475 | 74,918 | D |
Explanation of responses
- F1The option representing the right to purchase a total of 200,000 shares vests as follows: 1/48th of the shares subject to the option vest on this date, and another 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.