SEC Form 4 · accession 0001509432-15-000101
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mallun Yen
Officer — Executive Vice President
Period of report
Sep 17, 2015
Accepted (ET)
Sep 17, 2015 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2015 | M | 15,000 | $6.63 | A | 102,737 | D | |
| Common Stock | Sep 17, 2015 | S | 15,000 | $14.00 | D | 87,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $6.63 | Sep 17, 2015 | M | 15,000 | D | — | Nov 15, 2020 | Common Stock | 15,000 | 155,672 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 25, 2015.
- F2The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.