SEC Form 4 · accession 0001509432-15-000083
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Scola
Officer — Senior Vice President
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2015 | M | 8,425 | $4.96 | A | 8,425 | D | |
| Common Stock | Jun 23, 2015 | S | 8,425 | $17.00 | D | 0 | D | |
| Common Stock | Jun 24, 2015 | M | 19,463 | $4.96 | A | 19,463 | D | |
| Common Stock | Jun 24, 2015 | S | 19,463 | $17.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.96 | Jun 23, 2015 | M | 8,425 | D | Oct 11, 2011 | Oct 20, 2020 | Common Stock | 8,425 | 19,463 | D |
| Employee Stock Option (right to buy)F2 | $4.96 | Jun 24, 2015 | M | 19,463 | D | Oct 11, 2011 | Oct 20, 2020 | Common Stock | 19,463 | 0 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
- F2The option representing the right to purchase a total of 216,111 shares vests as follows: 1/4th of the shares subject to the option vest on October 11, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.