SEC Form 4 · accession 0001509432-15-000053

RPX Corp · RPXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mallun Yen

Officer — Executive Vice President

Period of report

May 1, 2015

Accepted (ET)

May 4, 2015 · 8:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001509432

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 1, 2015	M	25,928	$6.63	A	57,575	D
Common Stock^F1	May 1, 2015	S	10,928	$15.5163	D	46,647	D
Common Stock^F3	May 1, 2015	S	15,000	$15.4919	D	31,647	D
Common Stock	May 4, 2015	M	89,072	$6.63	A	120,719	D
Common Stock^F4	May 4, 2015	S	89,072	$15.3692	D	31,647	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$6.63	May 1, 2015	M	25,928	D	—	Nov 15, 2020	Common Stock	25,928	308,757	D
Employee Stock Option (right to buy)^F5	$6.63	May 4, 2015	M	39,072	D	—	Nov 15, 2020	Common Stock	39,072	269,685	D
Employee Stock Option (right to buy)^F6	$6.63	May 4, 2015	M	50,000	D	Jun 1, 2012	Nov 15, 2020	Common Stock	50,000	150,000	D

Explanation of responses

F1The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.50 to $15.56, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
F2The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 25, 2015.
F3The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.40 to $15.58, inclusive.
F4The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.30 to $15.57, inclusive.
F5The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
F6The option representing the right to purchase a total of 200,000 shares vests as follows: 1/48th of the shares subject to the option vest on this date, and another 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.