SEC Form 4 · accession 0001509432-15-000039
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin E Roberts
Officer — SVP, Gen. Counsel & Secretary
Period of report
Apr 23, 2015
Accepted (ET)
Apr 27, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2015 | M | 5,957 | $4.96 | A | 70,331 | D | |
| Common Stock | Apr 23, 2015 | S | 5,957 | $15.00 | D | 64,374 | D | |
| Common Stock | Apr 24, 2015 | M | 4,735 | $4.96 | A | 69,109 | D | |
| Common Stock | Apr 24, 2015 | A | 4,735 | $15.00 | D | 64,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.96 | Apr 23, 2015 | M | 5,957 | D | Oct 11, 2011 | Oct 20, 2020 | Common Stock | 5,957 | 4,735 | D |
| Employee Stock Option (right to buy)F2 | $4.96 | Apr 24, 2015 | M | 4,735 | D | Oct 11, 2011 | Oct 20, 2020 | Common Stock | 4,735 | 0 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 27, 2015.
- F2The option representing the right to purchase a total of 263,092 shares vests as follows: 1/4th of the shares subject to the option vest on October 11, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.