SEC Form 4 · accession 0001509432-15-000035
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey T Barker
Officer — Executive Director · Director
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 6, 2015 | S | 5,000 | $14.5208 | D | 124,399 | D | |
| Common StockF3 | Apr 7, 2015 | S | 5,000 | $14.5162 | D | 119,399 | D | |
| Common StockF4 | holding | — | — | — | 3,284 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 3,283 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 10, 2014.
- F2The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.47 to $14.60, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.46 to $14.57, inclusive.
- F4Shares held by Barker 2010 Children's Trust FBO Alexander Payne Barker.
- F5Shares held by Barker 2010 Children's Trust FBO Katherine Eryl Barker.