SEC Form 4 · accession 0001509432-15-000025
RPX Corp · RPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Scola
Officer — Senior Vice President
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2015 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 5,000 | $4.96 | A | 8,511 | D | |
| Common StockF1 | Feb 25, 2015 | S | 8,511 | $14.5874 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.96 | Feb 25, 2015 | M | 5,000 | D | Oct 11, 2011 | Oct 20, 2020 | Common Stock | 5,000 | 69,720 | D |
Explanation of responses
- F1The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.50 to $14.74, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The option representing the right to purchase a total of 216,111 shares vests as follows: 1/4th of the shares subject to the option vest on October 11, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.