SEC Form 3 · accession 0001567619-19-006558
Rezolute, Inc. · RZLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Young-Jin Kim
Director
Period of report
Feb 11, 2019
Accepted (ET)
Mar 11, 2019 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series AA Preferred SharesF1 | holding | — | — | — | 1,250,000 | I | By Handok, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person is Chairman and CEO of Handok, Inc., but disclaims beneficial ownership of these securities. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.