SEC Form 4 · accession 0000912282-26-001216
Rezolute, Inc. · RZLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil Ratilal Karnawat
Officer — Chief Commercial Officer
Period of report
Sep 2, 2026
Accepted (ET)
Sep 3, 2026 · 4:42 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001509261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 2, 2026 | F | 2,267 | $4.50 | D | 69,275 | D | |
| Common Shares | holding | — | — | — | 8,000 | I | Held in Individual Retirement Account | |
| Common Shares | holding | — | — | — | 1,898 | I | Held in Health Savings Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.