SEC Form 4 · accession 0000912282-26-000929
Rezolute, Inc. · RZLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daron Evans
Officer — CFO
Period of report
Jul 2, 2026
Accepted (ET)
Jul 7, 2026 · 5:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001509261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 2, 2026 | F | 3,062 | $4.99 | D | 411,400 | D | |
| Common Shares | holding | — | — | — | 7,000 | I | Held by minor child #2 | |
| Common Shares | holding | — | — | — | 7,000 | I | Held by minor child #3 | |
| Common SharesF2 | holding | — | — | — | 40,000 | I | Held by PoC Capital LLC | |
| Common Shares | holding | — | — | — | 20,000 | I | Held by spouse | |
| Common Shares | holding | — | — | — | 23,000 | I | Held by minor child #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- F2PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.