SEC Form 4 · accession 0000950103-16-011823
Nuveen Short Duration Credit Opportunities Fund · JSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Morgan
10% Owner
Period of report
Jan 29, 2016
Accepted (ET)
Mar 11, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2016 | P | 8 | $14.41 | A | 1,938 | I | By Subsidiary |
| Common StockF1 | Jan 29, 2016 | S | 8 | $14.40 | D | 1,930 | I | By Subsidiary |
| Common StockF1 | Feb 4, 2016 | S | 1,530 | $14.28 | D | 400 | I | By Subsidiary |
| Common StockF1 | Feb 5, 2016 | S | 200 | $14.20 | D | 200 | I | By Subsidiary |
| Common StockF1 | Feb 5, 2016 | S | 200 | $14.21 | D | 0 | I | By Subsidiary |
| Common StockF1 | Feb 9, 2016 | P | 286 | $13.83 | A | 286 | I | By Subsidiary |
| Common StockF1 | Feb 9, 2016 | S | 86 | $13.86 | D | 200 | I | By Subsidiary |
| Common StockF1 | Feb 9, 2016 | S | 100 | $13.88 | D | 100 | I | By Subsidiary |
| Common StockF1 | Feb 9, 2016 | S | 100 | $13.91 | D | 0 | I | By Subsidiary |
| Common StockF1 | Mar 2, 2016 | S | 6,000 | $14.13 | D | 0 | I | By Subsidiary |
| Common StockF1 | Mar 11, 2016 | P | 6,000 | $14.67 | A | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Without admitting any legal obligation, the Reporting Person will remit appropriate profits, if any, to the Issuer.