SEC Form 4 · accession 0000950103-16-011822
Nuveen Short Duration Credit Opportunities Fund · JSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Morgan
10% Owner
Period of report
Jan 4, 2016
Accepted (ET)
Mar 11, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | P | 125 | $14.83 | A | 1,437 | I | By Subsidiary |
| Common StockF1 | Jan 8, 2016 | P | 346 | $14.72 | A | 1,783 | I | By Subsidiary |
| Common StockF1 | Jan 13, 2016 | P | 300 | $14.64 | A | 2,083 | I | By Subsidiary |
| Common StockF1 | Jan 13, 2016 | S | 200 | $14.48 | D | 1,883 | I | By Subsidiary |
| Common StockF1 | Jan 13, 2016 | S | 100 | $14.51 | D | 1,783 | I | By Subsidiary |
| Common StockF1 | Jan 14, 2016 | P | 500 | $14.34 | A | 2,283 | I | By Subsidiary |
| Common StockF1 | Jan 14, 2016 | S | 100 | $14.37 | D | 2,183 | I | By Subsidiary |
| Common StockF1 | Jan 14, 2016 | S | 100 | $14.38 | D | 2,083 | I | By Subsidiary |
| Common StockF1 | Jan 14, 2016 | S | 300 | $14.41 | D | 1,783 | I | By Subsidiary |
| Common StockF1 | Jan 15, 2016 | P | 210 | $14.12 | A | 1,993 | I | By Subsidiary |
| Common StockF1 | Jan 15, 2016 | S | 210 | $14.15 | D | 1,783 | I | By Subsidiary |
| Common StockF1 | Jan 20, 2016 | P | 600 | $13.77 | A | 2,383 | I | By Subsidiary |
| Common StockF1 | Jan 20, 2016 | P | 100 | $13.81 | A | 2,483 | I | By Subsidiary |
| Common StockF1 | Jan 20, 2016 | S | 100 | $13.85 | D | 2,383 | I | By Subsidiary |
| Common StockF1 | Jan 20, 2016 | S | 300 | $13.88 | D | 2,083 | I | By Subsidiary |
| Common StockF1 | Jan 20, 2016 | S | 200 | $13.96 | D | 1,883 | I | By Subsidiary |
| Common StockF1 | Jan 21, 2016 | P | 800 | $14.07 | A | 2,683 | I | By Subsidiary |
| Common StockF1 | Jan 21, 2016 | S | 700 | $13.99 | D | 1,983 | I | By Subsidiary |
| Common StockF1 | Jan 21, 2016 | S | 100 | $14.01 | D | 1,883 | I | By Subsidiary |
| Common StockF1 | Jan 22, 2016 | P | 100 | $14.12 | A | 1,983 | I | By Subsidiary |
| Common StockF1 | Jan 22, 2016 | P | 100 | $14.14 | A | 2,083 | I | By Subsidiary |
| Common StockF1 | Jan 22, 2016 | P | 100 | $14.16 | A | 2,183 | I | By Subsidiary |
| Common StockF1 | Jan 22, 2016 | P | 47 | $14.11 | A | 2,230 | I | By Subsidiary |
| Common StockF1 | Jan 22, 2016 | S | 300 | $14.08 | D | 1,930 | I | By Subsidiary |
| Common StockF1 | Jan 25, 2016 | P | 39 | $14.13 | A | 1,969 | I | By Subsidiary |
| Common StockF1 | Jan 25, 2016 | S | 39 | $14.04 | D | 1,930 | I | By Subsidiary |
| Common StockF1 | Jan 26, 2016 | P | 100 | $14.21 | A | 2,030 | I | By Subsidiary |
| Common StockF1 | Jan 26, 2016 | P | 100 | $14.22 | A | 2,130 | I | By Subsidiary |
| Common StockF1 | Jan 26, 2016 | P | 300 | $14.25 | A | 2,430 | I | By Subsidiary |
| Common StockF1 | Jan 26, 2016 | S | 500 | $14.20 | D | 1,930 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Without admitting any legal obligation, the Reporting Person will remit appropriate profits, if any, to the Issuer.