SEC Form 4 · accession 0000903423-16-001394
TPG Specialty Lending, Inc. · TSLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Waxman
Officer — Vice President
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001508655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | P | 230 | $18.39 | A | 139,327 | I | See Explanation of Responses |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1TSL Advisers, LLC ("TSL Advisers") directly holds 2,732,307 shares (the "TSL Shares") of Common Stock of TPG Specialty Lending, Inc. (the "Issuer"), including 139,327.38 shares of Common Stock of the Issuer indirectly beneficially owned by Mr. Waxman (through his limited partnership interest in TSL Equity Partners, L.P., which is a member of TSL Advisers). In addition, Mr. Waxman is a member of the board of directors of TSSP HoldCo Management, LLC, the managing member of TSL Advisers and therefore may be deemed to beneficially own all of the TSL Shares. Mr. Waxman disclaims beneficial ownership of the TSL Shares except to the extent of his pecuniary interest therein.
Remarks
(2) Jennifer Gordon is signing on behalf of Mr. Waxman pursuant to the authorization and designation letter dated May 20, 2015, which is attached here as an exhibit.