SEC Form 4 · accession 0000903423-16-001383
TPG Specialty Lending, Inc. · TSLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Stiepleman
Officer — Vice President
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001508655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | P | 5,535 | $17.988 | A | 5,535 | D | |
| Common StockF2 | holding | — | — | — | 5,544 | I | See Explanation of Responses |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.972 to $17.99, inclusive. The reporting person undertakes to provide to TPG Specialty Lending, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2TSL Advisers, LLC ("TSL Advisers") directly holds 2,732,307 shares of Common Stock of the Issuer, including 5,544.11 shares of Common Stock of the Issuer indirectly beneficially owned by Mr. Stiepleman (through his limited partnership interest in TSL Equity Partners, L.P., which is a member of TSL Advisers).
Remarks
(3) Jennifer Gordon is signing on behalf of Mr. Stiepleman pursuant to the authorization and designation letter dated May 20, 2015, which was previously filed with the Securities and Exchange Commission.