SEC Form 3 · accession 0000903423-15-000587
TPG Specialty Lending, Inc. · TSLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Graf
Officer — Principal Accounting Officer
Period of report
Oct 2, 2015
Accepted (ET)
Oct 13, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001508655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially ownedF1,F2,F3 | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Michael Graf does not own any securities of TPG Specialty Lending, Inc. (the "Issuer").
- F2Mr. Graf is the Vice President and Principal Accounting Officer of the Issuer and an employee of TSL Advisers, LLC, which is affiliated with TPG Group Holdings (SBS) Advisors, Inc., a Delaware corporation ("Group Advisors"), and Tarrant Capital Advisors, Inc., a Delaware corporation ("Tarrant Capital"). As of the date hereof, Group Advisors may be deemed to beneficially own 2,772,892 shares of Common Stock (the "TSL Stock") of the Issuer. As of the date hereof, Tarrant Capital may be deemed to beneficially own (i) 2,348,300 shares of the TSL Stock and (ii) 66 shares of Common Stock held by Tarrant Advisors, Inc., a Texas corporation.
- F3Mr. Graf disclaims beneficial ownership of the shares of Common Stock that are or may be beneficially owned by Group Advisors or Tarrant Capital or any of their respective affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Graf is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer directly held by Group Advisors, Tarrant Capital or any of their affiliates.
Remarks
(4) Jennifer Mello is signing on behalf of Michael Graf pursuant to the authorization and designation letter dated October 1, 2015, which is attached here as an exhibit.