SEC Form 4 · accession 0000899243-17-009129

JetPay Corp · JTPY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Laurence L Stone

Director · 10% Owner

Period of report

Nov 18, 2016

Accepted (ET)

Apr 3, 2017 · 7:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001507986

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 18, 2016	P	100	$2.57	A	339,850	I	See Footnote
Common Stock^F1	Nov 21, 2016	S	100	$2.668	D	339,750	I	See Footnote
Common Stock^F1	Nov 22, 2016	P	100	$2.7319	A	339,850	I	See Footnote
Common Stock^F1	Nov 29, 2016	S	402	$2.70	D	339,448	I	See Footnote
Common Stock^F1	Dec 5, 2016	P	100	$2.825	A	339,548	I	See Footnote
Common Stock^F1	Dec 9, 2016	P	100	$2.6323	A	339,648	I	See Footnote
Common Stock^F1	Dec 12, 2016	P	100	$2.675	A	339,748	I	See Footnote
Common Stock^F2,F1	Dec 13, 2016	P	200	$2.5288	A	339,948	I	See Footnote
Common Stock^F1	Dec 15, 2016	P	100	$2.5326	A	340,048	I	See Footnote
Common Stock^F3,F1	Dec 19, 2016	P	525	$2.2631	A	340,573	I	See Footnote
Common Stock^F1	Dec 21, 2016	P	100	$2.2438	A	340,673	I	See Footnote
Common Stock^F4,F1	Dec 22, 2016	P	200	$2.135	A	340,873	I	See Footnote
Common Stock^F1	Dec 28, 2016	P	100	$2.3487	A	340,973	I	See Footnote
Common Stock^F5,F1	Dec 30, 2016	P	200	$2.3166	A	341,173	I	See Footnote
Common Stock^F1	Jan 4, 2017	P	100	$2.1735	A	341,273	I	See Footnote
Common Stock^F1	Jan 5, 2017	P	100	$2.2425	A	341,373	I	See Footnote
Common Stock^F6,F1	Jan 9, 2017	S	5,090	$2.7048	D	336,263	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Consists of shares of common stock owned by The Stone Family Trust, an irrevocable trust for the benefit of Mr. Stone's children, of which his wife serves as a trustee.
F2Reflects the weighted average price of purchases on December 13, 2016. The shares were acquired in multiple transactions at prices ranging from $2.4747 to $2.5829, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
F3Reflects the weighted average price of purchases on December 19, 2016. The shares were acquired in multiple transactions at prices ranging from $2.2247 to $2.3251, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
F4Reflects the weighted average price of purchases on December 22, 2016. The shares were acquired in multiple transactions at prices ranging from $2.1000 to $2.1700, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
F5Reflects the weighted average price of purchases on December 30, 2016. The shares were acquired in multiple transactions at prices ranging from $2.3000 to $2.3332, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
F6Reflects the weighted average price of sales on January 9, 2017. The shares were sold in multiple transactions at prices ranging from $2.65 to $2.76, inclusive. The reporting person undertakes to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.