SEC Form 4 · accession 0001144204-18-000895
Ideal Power Inc. · IPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lon E Bell
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507957
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase StockF1,F2 | $1.56 | Jan 2, 2018 | A | 31,786 | A | — | Jan 2, 2028 | Common Stock | 31,786 | 31,786 | D |
Explanation of responses
- F1The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.
- F2The right to purchase the common stock vests as follows: the right to purchase 7,946 shares of common stock vests on March 31, 2018; the right to purchase 7,947 shares of common stock vests on June 30, 2018; the right to purchase 7,946 shares of common stock vests on September 30, 2018; and the right to purchase 7,947 shares vests on December 31, 2018.