SEC Form 4/A · accession 0001144204-17-020939
Ideal Power Inc. · IPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bill Alexander
Officer — Chief Technology Officer · Director
Period of report
Mar 3, 2017
Accepted (ET)
Apr 18, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 3, 2017 | A | 7,800 | $2.535 | A | 404,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF2 | $2.41 | Mar 3, 2017 | A | 7,800 | A | Sep 4, 2017 | Mar 3, 2020 | Common Stock | 7,800 | 7,800 | D |
Explanation of responses
- F1This Form 4/A is an amendment to the Form 4 filing dated March 3, 2017, to more specifically reflect the nature of the transaction as exempt under Rule 16b-3.
- F2The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.