SEC Form 4 · accession 0001144204-16-076516
Ideal Power Inc. · IPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bill Alexander
Officer — Chief Technology Officer · Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 19, 2016 | S | 2,500 | $5.49 | D | 445,496 | D | |
| Common StockF1,F3 | Jan 19, 2016 | S | 2,500 | $5.48 | D | 442,996 | D | |
| Common StockF1,F4 | Jan 20, 2016 | S | 3,000 | $5.15 | D | 439,996 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on December 10, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.95, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.01 to $5.36, inclusive.