SEC Form 4 · accession 0001144204-15-066420
Ideal Power Inc. · IPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Baum
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | S | 29,063 | $7.535 | D | 25,898 | D | |
| Common StockF1 | holding | — | — | — | 29,063 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are owned by Series E-1 of Larrem Smitty, LLC. The reporting person has voting and investment control over the securities.