SEC Form 4 · accession 0001507934-15-000006
Starz Acquisition LLC · STRZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Curtis
Officer — President
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Feb 2, 2015 | M | 7,611 | $11.31 | A | 70,427 | D | |
| Series A Common StockF2 | Feb 2, 2015 | S | 7,611 | $29.3471 | D | 62,816 | D | |
| Series A Common Stock | Feb 3, 2015 | M | 5,490 | $11.31 | A | 68,306 | D | |
| Series A Common StockF3 | Feb 3, 2015 | S | 5,490 | $30.058 | D | 62,816 | D | |
| Series A Common StockF4 | holding | — | — | — | 0 | I | By 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $11.31 | Feb 2, 2015 | M | 7,611 | D | — | Mar 2, 2019 | Series A Common Stock | 7,611 | 133,922 | D |
| Stock Option (right to buy)F6 | $11.31 | Feb 3, 2015 | M | 5,490 | D | — | Mar 2, 2019 | Series A Common Stock | 5,490 | 0 | D |
Explanation of responses
- F1Such transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.03 to $29.50, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.94 to $30.25, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4In connection with the Issuer's transition to a new 401(k) savings plan for its employees, all shares of Series A common stock held by the Reporting Person in the Issuer's former 401(k) plan (the "former plan") were sold on the Reporting Person's behalf at the direction of the plan administrator for the former plan.
- F5The options vest ratably each quarter beginning on March 2, 2013 and ending on March 2, 2016.
- F6The derivative security is fully vested.