SEC Form 4 · accession 0001209191-15-037264
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick P. Cummings
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Apr 28, 2015 | A | 1,239 | $0.00 | A | 4,989 | D | |
| Common Stock ($.01 par) | holding | — | — | — | 30,615 | I | Indirectly held through UANT Ventures, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock compensation granted to the reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a physician employed by an affiliate of the issuer.