SEC Form 4 · accession 0001209191-15-023699
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C. Johnston
Officer — Chief Physician Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Mar 4, 2015 | A | 996 | $11.92 | A | 3,551 | D | |
| Common Stock ($.01 par) | holding | — | — | — | 26,171 | I | Indirectly held through UANT Ventures, L.P. | |
| Common Stock ($.01 par) | holding | — | — | — | 397 | I | Indirectly held through Las Colinas Medical Group |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock compensation issued pursuant to the USMD Salary Deferral Plan and granted to Dr. Johnston in lieu of cash compensation of $11,874 for services as Chief Physician Officer.