SEC Form 4 · accession 0001209191-15-017597
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul David Thompson
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Feb 20, 2015 | A | 2,377 | $9.39 | A | 35,067 | D | |
| Common Stock ($.01 par) | holding | — | — | — | 409,277 | I | Indirectly held through UANT Ventures, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock compensation granted to reporting person for services as a director on the board of directors of issuer.