SEC Form 4 · accession 0000899243-16-014221

USMD Holdings, Inc. · USMD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 22, 2016

Accepted (ET)

Feb 24, 2016 · 5:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001507881

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock ($.01 par)^F1	Feb 22, 2016	J	2,872	$1.99	A	121,464	I	Indirectly held through UANT Ventures, L.P.
Common Stock ($.01 par)	holding	—	—		—	18,732	D
Common Stock ($.01 par)	holding	—	—		—	13,248	I	Held in James G. Saalfield, MD, P.A.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase^F1	$24.84	Feb 22, 2016	J	50	A	Aug 31, 2012	Aug 31, 2017	Common Stock ($.01 par)	1,756	1,756	I

F1Dr. Saalfield purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares and options to purchase shares of the issuer's common stock held by Ventures. The aggregate consideration paid by Dr. Saalfield for the Ventures partnership interest was $5,709, all of which is reflected in the per share price set forth in Column 4 of Table I.