SEC Form 4 · accession 0000899243-16-012196
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick P. Cummings
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Jan 22, 2016 | J | 682 | $2.13 | A | 31,957 | I | Indirectly held through UANT Ventures, L.P. |
| Common Stock ($.01 par) | holding | — | — | — | 20,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Cummings purchased additional partnership interests in UANT Ventures, LP ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.