SEC Form 4 · accession 0000899243-15-006588
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breaux Castleman
Director
Period of report
Jan 31, 2015
Accepted (ET)
Oct 9, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Jan 31, 2015 | A | 371 | $15.04 | A | 7,473 | D | |
| Common Stock ($.01 par)F1 | Feb 28, 2015 | A | 391 | $13.74 | A | 7,864 | D | |
| Common Stock ($.01 par)F1 | Mar 31, 2015 | A | 458 | $10.44 | A | 8,322 | D | |
| Common Stock ($.01 par)F1 | Jun 30, 2015 | A | 1,914 | $8.48 | A | 10,236 | D | |
| Common Stock ($.01 par)F1 | Sep 30, 2015 | A | 2,156 | $7.20 | A | 12,392 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock compensation granted to reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from January 2015 through September 2015.