SEC Form 4/A · accession 0000899243-15-004056
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John M. House
Officer — Chief Executive Officer · Director
Period of report
May 13, 2015
Accepted (ET)
Aug 26, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1,F2 | May 13, 2015 | A | 8,930 | $10.44 | A | 73,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct the number of shares granted on May 13, 2015 (and initially reported in Form 4 on May 15, 2015) and to correct the total number of shares held directly by Dr. House.
- F2The shares represent stock compensation issued pursuant to the USMD Salary Deferral Plan and granted to Dr. House in lieu of cash compensation of $93,229 for services as Chief Executive Officer.