SEC Form 4 · accession 0000899243-15-002807
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick P. Cummings
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Aug 10, 2015 | J | 656 | $2.28 | A | 31,271 | I | Indirectly held through UANT Ventures, L.P. |
| Common Stock ($.01 par) | holding | — | — | — | 4,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Cummings purchased additional partnership interests in UANT Ventures, L.P., which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by UANT Ventures, L.P.