SEC Form 4 · accession 0001104659-16-150566
MARA Holdings, Inc. · MARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas B Croxall
Officer — CEO, Chairman · Director
Period of report
Oct 13, 2016
Accepted (ET)
Oct 17, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $12.80 | Oct 13, 2016 | D | 80,000 | D | — | Nov 3, 2024 | Common Stock | 80,000 | 220,000 | D |
Explanation of responses
- F1300,000 options to purchase shares of the Issuer's common stock were granted on 11/03/2014 (adjusted for the 1:2 stock dividend issued on December 2. 2014), which vested in 24 equal installments over a 24-month period beginning on November 3, 2014. On October 13, 2016, Mr. Croxall returned 80,000 of such options for cancellation