SEC Form 4/A · accession 0001437749-17-002322
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kim Stuart Price
Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 14, 2017 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 29,386 | $5.148 | A | 135,596 | D | |
| Common StockF4,F3 | Jan 30, 2017 | S | 29,386 | $11.70 | D | 106,210 | D | |
| Common Stock | holding | — | — | — | 8,544 | I | 401(K) | |
| Common Stock | holding | — | — | — | 18,029 | I | ESOP | |
| Common Stock | holding | — | — | — | 2,080 | I | Spouse Joint with her Mother | |
| Common Stock | holding | — | — | — | 2,317 | I | Spouse as a co-trustee for a family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $5.148 | Jan 30, 2017 | M | 29,386 | D | — | Jun 16, 2018 | Common Stock | 29,386 | 25,000 | D |
Explanation of responses
- F1The Option, representing a right to purchase 54,386 shares, was fully vested at October 1, 2012 in connection with the CSBC merger.
- F2Amendment is being filed to correct the total direct holdings and to correct the information in table 2 for the related option exercise.
- F3The Option, representing a right to purchase 54,386 shares, was fully vested at October 1, 2012 in connection with the CSBC merger.
- F4Amendment is being filed to correct the total direct holdings and to correct the information in table 2 for the related option exercise.