SEC Form 4/A · accession 0001437749-17-002268
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas B Henson
Director
Period of report
Dec 5, 2016
Accepted (ET)
Feb 13, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | X | 11,000 | $9.09 | A | 105,330 | D | |
| Common StockF2 | Dec 5, 2016 | S | 11,000 | $10.15 | D | 94,330 | D | |
| Common Stock | holding | — | — | — | 58,298 | I | Trust | |
| Common Stock | holding | — | — | — | 1,910 | I | Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F3,F4 | $9.09 | Dec 5, 2016 | X | 11,000 | D | — | — | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1Reflects total shares directly owned following the transaction; previous Form 4's filed after 2/24/2011 inadvertently included the wrong number of total shares.
- F2amendment filed to correct sale price.
- F3The Director Stock Option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.
- F4The Director Stock Option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.
- F5The Director Stock Option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.