SEC Form 4/A · accession 0001437749-17-002256
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Larry W. Carroll
Director
Period of report
Nov 17, 2016
Accepted (ET)
Feb 13, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2016 | X | 11,000 | $9.09 | A | 354,060 | D | |
| Common StockF2 | Nov 17, 2016 | X | 12,375 | $9.09 | A | 366,435 | D | |
| Common StockF3 | Nov 17, 2016 | S | 23,375 | $9.76 | D | 343,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F4,F5 | $9.09 | Nov 17, 2016 | X | 12,375 | D | — | — | Common Stock | 12,375 | 0 | D |
| Stock Option (Right to Buy)F9,F7,F8 | $9.09 | Nov 17, 2016 | X | 11,000 | D | — | — | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1This amendment is filed to report the exercise of the options and to provide the correct transaction date and sales price for the sale of shares.
- F2This amendment is filed to report the exercise of the options and to provide the correct transaction date and sales price for the sale of shares.
- F3This amendment is filed to report the exercise of the options and to provide the correct transaction date and sales price for the sale of shares.
- F4The Director Stock Option was granted on 12/14/2006, and vested in 3 equal annual installments beginning 12/14/2007, with an expiration date of 12/14/2016.
- F5The Director Stock Option was granted on 12/14/2006, and vested in 3 equal annual installments beginning 12/14/2007, with an expiration date of 12/14/2016.
- F6The Director Stock Option was granted on 12/14/2006, and vested in 3 equal annual installments beginning 12/14/2007, with an expiration date of 12/14/2016.
- F7The director stock option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.
- F8The director stock option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.
- F9The director stock option was granted and exercisable on 12/14/2006, with an expiration date of 12/14/2016.