SEC Form 4/A · accession 0001437749-17-001746
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nancy L. Foster
Officer — Chief Risk Officer
Period of report
Dec 5, 2016
Accepted (ET)
Feb 6, 2017 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | M | 20,000 | $6.50 | A | 224,320 | D | |
| Common StockF2 | Dec 5, 2016 | S | 20,000 | $9.8819 | D | 204,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.50 | Dec 5, 2016 | M | 20,000 | D | — | Nov 15, 2020 | Common Stock | 20,000 | 206,380 | D |
Explanation of responses
- F1This amendment is being filed to reflect the exercise of an option in addition to the sale of shares in connection therewith, and to reflected the correct balance of shares owned following such transactions, of which the balance was incorrect in the previously filed Form 4 filed by the reporting person referenced.
- F2This amendment is being filed to reflect the exercise of an option in addition to the sale of shares in connection therewith, and to reflected the correct balance of shares owned following such transactions, of which the balance was incorrect in the previously filed Form 4 filed by the reporting person referenced.
- F3The option representing the right to purchase 226,380 shares vested in three equal installments beginning November 15, 2011.