SEC Form 4/A · accession 0001437749-17-001557
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kim Stuart Price
Director
Period of report
Oct 1, 2012
Accepted (ET)
Feb 2, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.148 | Oct 1, 2012 | A | 54,386 | A | Oct 1, 2012 | Jun 16, 2018 | Common Stock | 54,386 | 54,386 | D |
Explanation of responses
- F1As previously reported on Form 4 filed October 3, 2012, in connection with the Merger, the Issuer assumed the outstanding options to purchase shares of CSBC common stock issued by CSBC under its equity incentive plans, in each case subject to the adjustment of the underlying shares and the exercise price by the exchange ratio of 1.4799. Previously represented an option to purchase 36,750 shares of CSBC common stock at an exercise price of $7.619 per share. The option became fully vested at the effective time of the Merger. This amendment to Form 4 is being filed to reflect the correct application of the exchange ratio to the number of shares subject to the option.