SEC Form 4/A · accession 0001437749-17-001555
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bryan F. Kennedy III
Officer — President
Period of report
Nov 15, 2016
Accepted (ET)
Feb 2, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 14, 2006 | X | 92,812 | $9.0909 | A | 246,992 | D | |
| Common Stock | Nov 15, 2016 | S | 92,812 | $9.5164 | D | 154,180 | D | |
| Common Stock | Aug 12, 2010 | M | 20,000 | $6.50 | A | 174,180 | D | |
| Common Stock | Nov 28, 2016 | S | 20,000 | $9.7607 | D | 154,180 | D | |
| Common Stock | holding | — | — | — | 2,750 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $9.0909 | Nov 15, 2016 | X | 92,812 | D | — | Dec 14, 2016 | Common Stock | 92,812 | 0 | D |
| Employee Stock OptionF2 | $6.50 | Nov 28, 2016 | M | 20,000 | D | — | Aug 12, 2020 | Common Stock | 20,000 | 206,380 | D |
Explanation of responses
- F1The stock options vested in three equal installments on December 14, 2007, 2008, and 2009.
- F2The stock options representing a right to purchase a total of 22,380 shares became exercisable in three equal installments beginning on August 12, 2011, 2012, and 2013.
- F3Includes shares inadvertently omitted from the balance of shares owned on the two prior form 4s and also not reflected on a subsequently filed Form 4.