SEC Form 4 · accession 0001437749-16-033615
Park Sterling Corp · PSTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W. Carroll
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jun 9, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | S$0 | 10,250 | — | D | 25,000 | I | Carroll Financial Associates (1) |
| Common Stock | holding | — | — | — | 343,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are held by Carroll Financial Associates, Inc., a financial planning and investment management firm that holds substantial assets in addition to the reported securities. On January 1, 2016, the reporting person sold 98% of his interest in Carroll Financial Associates, Inc. The reporting person disclaims beneficial ownership of the Park Sterling shares held by Carroll Financial Associates, Inc. except to the extent of his pecuniary interest therein.