SEC Form 4 · accession 0001104659-19-012527
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Axelrod
Director · Other
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Feb 28, 2019 | M | 69,545 | $4.33 | A | 74,673 | D | |
| Class A common stock, par value $0.001 | Feb 28, 2019 | M | 5,455 | $2.85 | A | 80,128 | D | |
| Class A common stock, par value $0.001 | Feb 28, 2019 | S | 75,000 | $37.50 | D | 5,128 | D | |
| Class A common stock, par value $0.001 | holding | — | — | — | 347,080 | I | By Alison K. Axelrod 2012 Family Trust Trust, of which Mr. Axelrod is the trustee. | |
| Class A common stock, par value $0.001 | holding | — | — | — | 260,961 | I | By AS SKIP LLC, of which Mr. Axelrod is the managing member. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.33 | Feb 28, 2019 | M | 69,545 | D | Feb 28, 2016 | Feb 28, 2021 | Class A common stock, par value $0.001 | 69,545 | 10,910 | D |
| Stock Option (right to buy) | $2.85 | Feb 28, 2019 | M | 5,455 | D | Feb 28, 2016 | Feb 28, 2021 | Class A common stock, par value $0.001 | 5,455 | 75,000 | D |