SEC Form 4 · accession 0001104659-18-057464
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001F1,F2,F3,F4 | Sep 14, 2018 | S | 3,755,892 | $37.00 | D | 12,652,455 | I | By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,602,846 shares of Class A common stock beneficially owned by FS Equity Partners VI, L.P. ("FS Equity") and 153,046 shares of Class A common stock beneficially owned by FS Affiliates VI, L.P. ("FS Affiliates").
- F2Includes 12,136,889 shares of Class A common stock beneficially owned by FS Equity and 515,566 shares of Class A common stock beneficially owned by FS Affiliates.
- F3FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co., and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by FS Equity or FS Affiliates. (continued in footnote 4)
- F4Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.