SEC Form 4 · accession 0001104659-18-042937
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Robbins
Officer — EVP - Supply Chain
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Jun 26, 2018 | M | 6,783 | $21.00 | A | 10,343 | D | |
| Class A common stock, par value $0.001 | Jun 26, 2018 | M | 1,356 | $21.00 | A | 11,699 | D | |
| Class A common stock, par value $0.001 | Jun 26, 2018 | M | 8,905 | $5.26 | A | 20,604 | D | |
| Class A common stock, par value $0.001 | Jun 26, 2018 | S | 17,044 | $50.00 | D | 3,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $21.00 | Jun 26, 2018 | M | 6,783 | D | — | Apr 26, 2027 | Class A common stock | 6,783 | 27,134 | D |
| Stock Option (right to buy)F2 | $21.00 | Jun 26, 2018 | M | 1,356 | D | — | Apr 26, 2027 | Class A common stock | 1,356 | 5,427 | D |
| Stock Option (right to buy)F3 | $5.26 | Jun 26, 2018 | M | 8,905 | D | — | May 20, 2024 | Class A common stock | 8,905 | 16,840 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robbins on May 25, 2018.
- F2The option vests in five equal annual parts. The first installment vested on April 26, 2018. The remaining installments will vest and become exercisable on April 26 of each of 2019, 2020, 2021 and 2022.
- F3The option vests in two equal annual parts. The first installment vested on May 20, 2018. The final installment will vest and become exercisable on May 20, 2019.