SEC Form 4 · accession 0001104659-18-041287

Floor & Decor Holdings, Inc. · FND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

George Vincent West

Director

Period of report

Jun 18, 2018

Accepted (ET)

Jun 20, 2018 · 4:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001507079

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock, par value $0.001	Jun 18, 2018	M	167,938	$4.33	A	167,938	D
Class A common stock, par value $0.001^F2	Jun 18, 2018	S	91,952	$54.46	D	75,986	D
Class A common stock, par value $0.001^F3	Jun 18, 2018	S	75,986	$54.99	D	0	D
Class A common stock, par value $0.001	Jun 19, 2018	M	72,062	$4.33	A	72,062	D
Class A common stock, par value $0.001^F4	Jun 19, 2018	S	66,738	$53.70	D	5,324	D
Class A common stock, par value $0.001^F5	Jun 19, 2018	S	5,324	$54.49	D	0	D
Class A common stock, par value $0.001	holding	—	—		—	776,346	I	By West Family Partners LLLP, of which Mr. West is the General Partner.
Class A common stock, par value $0.001	holding	—	—		—	1,037,305	I	By American West Investment Corporation, of which Mr. West is the President.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$4.33	Jun 18, 2018	M	167,938	D	Jan 13, 2015	Jan 13, 2021	Class A common stock	167,938	636,933	D
Stock Option (right to buy)	$4.33	Jun 19, 2018	M	72,062	D	Jan 13, 2015	Jan 13, 2021	Class A common stock	72,062	564,871	D

Explanation of responses

F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by American West Investment Corporation on May 18, 2018.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.91 to $54.90, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.91 to $55.38, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.16 to $54.14, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.22 to $54.79, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.