SEC Form 4 · accession 0001104659-18-041280
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Laube
Officer — EVP & CMO
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Jun 18, 2018 | M | 26,000 | $4.33 | A | 115,987 | D | |
| Class A common stock, par value $0.001 | Jun 18, 2018 | M | 26,000 | $2.85 | A | 141,987 | D | |
| Class A common stock, par value $0.001F2 | Jun 18, 2018 | S | 41,181 | $54.33 | D | 100,806 | D | |
| Class A common stock, par value $0.001F3 | Jun 18, 2018 | S | 18,819 | $55.01 | D | 81,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.85 | Jun 18, 2018 | M | 26,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 26,000 | 233,093 | D |
| Stock Option (right to buy) | $4.33 | Jun 18, 2018 | M | 26,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 26,000 | 233,093 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Laube on May 18, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.89 to $54.87, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.89 to $55.39, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.